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Securities Law

FINRA
Includes the FINRA Manual and Notices to Members (1996- )

Securities and Exchange Commission

• Search the EDGAR Database of SEC Filings
• Description of SEC Forms
  (244 KB PDF file requires Adobe Acrobat Reader. Get Acrobat Reader.)
  
• Staff No Action Letters
• Forms

Securities Class Action Clearinghouse
Provides detailed information relating to the prosecution, defense, and settlement of federal class action securities fraud litigation.  Contains copies of complaints, briefs, filings, and other litigation-related materials filed in these cases.

Securities Lawyer's Deskbook
Free online treatise on securities law.

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